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THE REVIEW

The Journal of the Chartered Institute for Securities & Investment
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THE REVIEW
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  • scdr-update_700

    CSDR: internalised settlement reporting

    Apr 8, 2019
    The next major step on the CSDR timeline is approaching – make sure your firm is ready
    by Bethan Rees
    Read more
  • career-dev_700

    How to deal with a busy workload

    Apr 5, 2019
    When work is piling up, it’s easy to get stressed out. However, there are some tips you can employ in the workplace to help ease the pressure
    by Bethan Rees
    Read more
  • Revolution700

    Talking ‘bout a revolution

    Apr 4, 2019

    Jacqueline Lockie CFP™ Chartered FCSI, CISI head of financial planning, wants your help to start a revolution

    Read more
  • rofm700

    Review of Financial Markets: Q1 2019

    Apr 2, 2019
    In this issue of Review of Financial Markets (RoFM), we bring together some of the
    best of academic and institutional thinking to consider markets, long and short term, and
    future trends in learning and cooperation between universities and our sector.
    edited by George Littlejohn MCSI, senior adviser to the CISI
    Read more
  • iStock-931575044_700x385

    Ask the experts: Global Financial Innovation Network

    Apr 1, 2019
    Financial services regulators from 29 key markets have come together to form a global sandbox, allowing firms to test their innovations across borders within a regulated environment. Emma Bailey MCSI, director of the Authorisations and Innovation Division at the Guernsey Financial Services Commission – one of the founding regulators – tells us more
    Read more
  • grey-matters_700

    Grey matters ethical dilemma: In his shoes

    Apr 1, 2019
    Allegations of bullying have been made against the CEO of a family-run asset management firm. The head of HR must choose between the effective management of the company and causing trouble within his own family
    Read more
  • smcr_book_700

    Book review – Conduct and accountability in financial services: a practical guide

    Apr 1, 2019
    Boards, senior managers and financial services professionals need to be ready for the Senior Managers and Certification Regime (SMCR), which goes live for the investment sector in December 2019. This book by Stacey English, Chartered MCSI and Susannah Hammond, Chartered FCSI, provides practical guidance and best practice tips
    by Paul Bryant
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  • Wealth_700

    Previewing the Q1 2019 print edition: Unexplained wealth orders

    Apr 1, 2019
    The Criminal Finances Act 2017 brought with it provisions on unexplained wealth orders in January 2018. How do these orders work? We highlight some key points in our condensed preview of the Q1 print edition article
    by Dominic Dudley
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  • Grey matters700

    Grey matters ethical dilemma: Knowing your clients too well – the verdict

    Apr 1, 2019
    Read the CISI's verdict and readers' comments on the ethical dilemma that appears in the Q4 2018 print edition of The Review
    Read more
  • mainMar19-700

    Insights Review by ICG: March 2019

    Mar 29, 2019
    The March 2019 edition of co-branded publication The Insights Review, produced by Internal Consulting Group, is out now
    Read more
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